investment-law - Japan Compliance

Japan Compliance

investment-law

A collection of 5 posts

Summary slide illustrating the legal roadmap for U.S. investment in Japanese startups and IPOs, highlighting FEFTA, FIEA, and governance checkpoints.

A Legal Framework for U.S. Investment in Japanese Startups and IPOs

Learn how U.S. investors can navigate FEFTA, the Companies Act, and Japan’s IPO rules to invest in startups and list on the Tokyo Stock Exchange.

Infographic summarizing Japanese startup share classes—common vs. preferred, key rights and investor considerations in one slide.

Understanding Classes of Shares in Japanese Startups: A Deep Dive for Investors

Learn how Japanese startups structure common and preferred share classes, including liquidation preferences, anti‑dilution, redemption and governance rights—essential reading for venture investors entering Japan.

Slide summarizing Japan IPO roadmap—pre-IPO governance, TSE examination, book-building pricing, alternative listings, and post-listing governance obligations.

Capital Markets

Initial Public Offerings (IPOs) in Japan: Strategies for U.S. Companies & Investors

TL;DR A Japanese IPO grants access to deep capital, brand prestige, and strategic partners—yet demands rigorous governance, J-SOX readiness, and mastery of TSE/FIEA rules. This guide maps the full journey: pre-IPO cleanup, TSE examination, book-building price tactics, alternative listing routes, and post-listing duties—equipping U.S. issuers

Slide summarizing key legal checkpoints for U.S. investors in Japanese startup deals—frameworks, preferred-share terms, share-repurchase triggers, and best-practice due diligence.

Navigating Startup Investment in Japan: Key Legal Checkpoints for U.S. Investors

TL;DR Japan’s startup ecosystem has matured rapidly, but successful U.S. investment still hinges on mastering Japanese legal frameworks—Companies Act, FEFTA compliance, share-class engineering, and culturally attuned deal terms such as share-repurchase obligations. This guide walks you through due diligence, preferred-share mechanics, governance rights, and common pitfalls

Handshake over Tokyo skyline with startup icons, symbolizing U.S.–Japan venture investment

Investing in Japanese Startups: Key Legal Considerations for US Investors

TL;DR Most Japanese startups are KKs that issue preferred stock similar to U.S. deals, but term sheets, FEFTA filings, and board structures differ. U.S. investors should watch liquidation multiples, veto scopes, and national-security reviews while securing side-letter business rights up front. Table of Contents * Introduction: Why Japan’